Advisor.Investments is DBA (Doing Business As) name for Diversified Investment Strategies, LLC. Diversified Investment Strategies, LLC (referred to as “Diversified”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, Diversified attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.
It is the policy of Diversified to restrict access to all current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information in order to provide products or services in furtherance of the client's engagement of Diversified. In that regard, Diversified may disclose the client’s information: (1) to individuals and/or entities not affiliated with Diversified, including, but not limited to the client’s other professional advisors and/or certain service providers that may be recommended or engaged by Diversified in furtherance of the client's engagement of Diversified (i.e., attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, record keeper, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. The disclosure of information contained in any document completed by the client for processing and/or transmittal by Diversified to facilitate the commencement/continuation/termination of a business relationship between the client and/or between Diversified and a nonaffiliated third party service provider (i.e., broker-dealer, investment adviser, account custodian, record keeper, insurance company, etc.), including, but not limited to, information contained in any document completed and/or executed by the client in furtherance of the client's engagement of Diversified (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider.
Diversified permits only authorized employees and affiliates who have signed a copy of Diversified’s Privacy Policy to have access to client information. Employees violating Diversified’s Privacy Policy will be subject to Diversified’s disciplinary process. Additionally, whenever Diversified hires other organizations to provide services to Diversified’s clients, Diversified will require them to sign confidentiality agreements and/or the Privacy Policy.
Should you have any questions regarding the above, please contact Shane Haag, Chief Compliance Officer.
Please remember to contact Advisor.Investments, a DBA (Doing Business As) name for Diversified Investment Strategies, LLC in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, or if you want to impose, add, to modify any reasonable restrictions to our investment advisory services, or if you wish to direct Advisor.Investments to effect any specific transactions for your account. A copy of our current written disclosure statement discussing our advisory services and fees continues to remain available for your review upon request.
Advisory Services through Advisor.Investments • A doing business as name of Diversified Investment Strategies, LLC, an SEC Registered Investment Advisor • Insurance Services through Advisor.Investments
Main Office and Mailing Address: 11939 Bricksome Avenue, Baton Rouge, LA 70816
Voice: (225) 292-0687 ~ Fax: (225)292-0006 ~ Toll Free: (866) 748-0687
